Dates of Exams

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Dates of Exams
  • Types of Exams
    Qualification exams for Securities Specialists, Senior Securities Specialists, Securities Regulations and Practice, Securities Investment Trust and Consulting Professionals, Securities Investment Trust and Consulting Regulations, Futures Specialists, and Sales Personnel of Futures Trust Fund Distributors
    Written Exams
    Sundays of April, August, and December
    Computer-based Exams
    Mondays to Sundays
    Types of Question
    Multiple choice questions
  • Types of Exams
    Qualification exams for Securities Investment Analysts and Futures Trading Analysts
    Written Exams
    Sundays of April, August, and December
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions (70%) and essay questions (30%)
  • Types of Exams
    Securities Specialist License Validation Exams for Foreign Examinees
    Written Exams
    Regular: Second Fridays in March, May, August, and November. Irregular: Available upon Request.
    Computer-based Exams
    Types of Question
    Multiple choice questions
  • Types of Exams
    Futures Specialist License Validation Exams for Foreign Examinees
    Written Exams
    None
    Computer-based Exams
    Regular: Second Thursdays in March, May, August, and November. Irregular: Available upon Request.
    Types of Question
    Multiple choice questions
  • Types of Exams
    Securities Investment Analyst License Validation Exam for Foreign Examinees
    Written Exams
    Regular: Second Fridays in May and November. Irregular: Available upon Request.
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions
  • Types of Exams
    Senior Securities Specialist English Qualification Exam
    Written Exams
    Regular: Second Fridays in May and November. Irregular: Available upon Request.
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions
  • Types of Exams
    Enterprise Internal Control Basic Competency Exam
    Written Exams
    Sundays of April, August, and December
    Computer-based Exams
    Mondays to Sundays
    Types of Question
    Multiple choice questions
  • Types of Exams
    Professional Exam for Anti-Money Laundering and Countering Terrorism Financing Specialist
    Written Exams
    Sunday of December
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions
  • Types of Exams
    Basic Test on Sustainable Development
    Written Exams
    Sundays of April and December
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions
  • Types of Exams
    Corporate Governance, Asset Securitization, and Business Ethics Basic Competency Exams and Professional Proficiency Examinations for Bond and Stock Affair Specialists
    Written Exams
    None
    Computer-based Exams
    Mondays to Sundays
    Types of Question
    Multiple choice questions
  • Types of Exams
    Financial Markets and Professional Ethics Exam
    Written Exams
    Mondays to Fridays and holidays
    Computer-based Exams
    None
    Types of Question
    Multiple choice questions
  • Types of Exams
    Qualification Exams for Bills Finance Specialists
    Written Exams
    None
    Computer-based Exams
    Mondays to Fridays. Group registrations for the exams are accepted on holidays
    Types of Question
    Multiple choice questions
  • Types of Exams
    Foundation and Final Exams for Certified International Investment Analysts(CIIA®)
    Written Exams
    Once every March and September
    Computer-based Exams
    None
    Types of Question
    Foundation Exam: Multiple choice questions (points are subtracted for wrong answers) Final Exam: Question sets consisting of study essays and applied computation
  • Types of Exams
    Licensing Examination for Securities and Futures Intermediaries in Hong Kong
    Written Exams
    None
    Computer-based Exams
    Once every April and September
    Types of Question
    Multiple choice questions
Types of Exams Written Exams Computer-based Exams Types of Question
Qualification exams for Securities Specialists, Senior Securities Specialists, Securities Regulations and Practice, Securities Investment Trust and Consulting Professionals, Securities Investment Trust and Consulting Regulations, Futures Specialists, and Sales Personnel of Futures Trust Fund Distributors Sundays of April, August, and December Mondays to Sundays Multiple choice questions
Qualification exams for Securities Investment Analysts and Futures Trading Analysts Sundays of April, August, and December None Multiple choice questions (70%) and essay questions (30%)
Securities Specialist License Validation Exams for Foreign Examinees Regular: Second Fridays in March, May, August, and November.
Irregular: Available upon Request.		 Multiple choice questions
Futures Specialist License Validation Exams for Foreign Examinees None Regular: Second Thursdays in March, May, August, and November.
Irregular: Available upon Request.		 Multiple choice questions
Securities Investment Analyst License Validation Exam for Foreign Examinees Regular: Second Fridays in May and November.
Irregular: Available upon Request.		 None Multiple choice questions
Senior Securities Specialist English Qualification Exam Regular: Second Fridays in May and November.
Irregular: Available upon Request.		 None Multiple choice questions
Enterprise Internal Control Basic Competency Exam Sundays of April, August, and December Mondays to Sundays Multiple choice questions
Professional Exam for Anti-Money Laundering and Countering Terrorism Financing Specialist Sunday of December None Multiple choice questions
Basic Test on Sustainable Development Sundays of April and December None Multiple choice questions
Corporate Governance, Asset Securitization, and Business Ethics Basic Competency Exams and Professional Proficiency Examinations for Bond and Stock Affair Specialists None Mondays to Sundays Multiple choice questions
Financial Markets and Professional Ethics Exam Mondays to Fridays and holidays None Multiple choice questions
Qualification Exams for Bills Finance Specialists None Mondays to Fridays.
Group registrations for the exams are accepted on holidays		 Multiple choice questions
Foundation and Final Exams for Certified International Investment Analysts(CIIA®)
 Once every March and September None Foundation Exam: Multiple choice questions (points are subtracted for wrong answers)
Final Exam: Question sets consisting of study essays and applied computation
Licensing Examination for Securities and Futures Intermediaries in Hong Kong None Once every April and September Multiple choice questions
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